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Couple issues with the filing types:

  • added individually
  • groups are not supported
  • list of types is not supported

Added Individually

Let me illustrate this. Many odd form types are not supported, e.g. 1-A POS, etc.

Note that all the codes are listed here: https://www.sec.gov/edgar/search/#/category=custom As well as officially here: https://www.sec.gov/info/edgar/specifications/edgarfm-vol2-v55.pdf on page 45.

Fix

Option 1: Remove the FilingType concept and instead validate against a list of strings. Provide the list of valid filings types still.

Option 2: Fill in every filing type, or change the FilingType class to be dynamically generated.

Groups are not supported

If I wanted the ownership filings, I would have to recognize that this is types 3, 4, 5. Remove the guesswork by providing default enums for groups of filing types, as listed at https://www.sec.gov/edgar/search/#/category=custom.

List of types is not supported

Most important, needs to be done.

Issue Analytics

  • State:open
  • Created 3 years ago
  • Reactions:1
  • Comments:10 (7 by maintainers)

github_iconTop GitHub Comments

1reaction
retepscommented, Mar 1, 2021

Will be resolved by 0.4.0 release btw.

0reactions
jackmoody11commented, Nov 4, 2021

Reopening this issue as there seem to be some remaining issues with filing types.

  • e.g., 4 matches with 424 as well. Need to explicitly filter. (See #244)
  • add support for groups of filings
Read more comments on GitHub >

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